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王秋宇 · 2022年10月25日

permission是书面同意吗?

NO.PZ2016032801000013

问题如下:

Jurgen is a portfolio manager. One of her firm’s clients has told Jurgen that he will compensate her beyond the compensation provided by her firm on the basis of the capital appreciation of his portfolio each year. Jurgen should:

选项:

A.

Turn down the additional compensation because it will result in conflicts with the interests of other clients’ accounts.

B.

Turn down the additional compensation because it will create undue pressure on her to achieve strong short-term performance.

C.

Obtain permission from her employer prior to accepting the compensation arrangement.

解释:

C is correct.

This question involves Standard IV(B) –Additional Compensation Arrangements. The arrangement described in the question whereby Jurgen would be compensated beyond the compensation provided by her firm, on the basis of an account’s performance is not a violation of the Standards as long as Jurgen discloses the arrangement in writing to her employer and obtains permission from her employer prior to entering into the arrangement. Answers A and B are incorrect; although the private compensation arrangement could conflict with the interests of other clients and lead to short-term performance pressures, members and candidates may enter into such agreements as long as they have disclosed the arrangements to their employer and obtained permission for the arrangement from their employer.

permission是书面同意吗?

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已采纳答案

王暄_品职助教 · 2022年10月26日

这里的permission可以理解成书面同意,但是本题其实没有那么严谨,正规的书面同意应该写成:written permission;


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NO.PZ2016032801000013 问题如下 Jurgen is a portfolio manager. One of her firm’s clients htolJurgen thhe will compensate her beyonthe compensation proviher firm on the basis of the capitappreciation of his portfolio eayear. Jurgen shoul A.Turn wn the aitioncompensation because it will result in conflicts with the interests of other clients’ accounts. B.Turn wn the aitioncompensation because it will create une pressure on her to achieve strong short-term performance. C.Obtain permission from her employer prior to accepting the compensation arrangement. C is correct.This question involves StanrIV(–AitionCompensation Arrangements. The arrangement scribein the question — whereJurgen woulcompensatebeyonthe compensation proviher firm, on the basis of account’s performan — is not a violation of the Stanr long Jurgen scloses the arrangement in writing to her employer anobtains permission from her employer prior to entering into the arrangement. Answers A anB are incorrect; although the private compensation arrangement coulconfliwith the interests of other clients anleto short-term performanpressures, members ancantes menter into suagreements long they have sclosethe arrangements to their employer anobtainepermission for the arrangement from their employer. 知道是C,但是A也貌似有道理,可以说一下A哪里不准确吗?谢谢。

2022-11-08 01:13 2 · 回答

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2020-11-03 22:44 1 · 回答

这道题是什么意思呢 不太明白

2019-12-02 21:03 1 · 回答

这个属于事前的礼物吧?事前礼物不可以收吧?会影响独立客观性?

2019-04-15 03:40 1 · 回答